Terms and Conditions
General Terms and Conditions
- The promotion period is from 14 September 2026 to 13 September 2027 (both dates inclusive) (the "Promotion Period").
- All offers are applicable only to new Self-Service Clients ("New Clients") who successfully open an online Securities Account with UOB Kay Hian (Hong Kong) Limited ("UOBKH") during the Promotion Period. Clients who have a dedicated Account Executive are not eligible for this promotion.
- Self-Service Clients refer to clients who trade online without subscribing to Account Executive services and have not opened any UOBKH account in the past 12 months.
- If clients subscribe to Account Executive services within 12 calendar months afteraccount opening, UOBKH reserves the right to deduct all issued welcome rewards (including free stocks, waived fees, and rebated fees) from the account without prior notice.
- If clients terminate their accounts, withdraw securities and/or transfer any stock holdings to other financial institutions within 6 calendar months after account opening, UOBKH will charge all waived and rebated fees from the account without prior notice.
- This promotion is only applicable to New Clients using e-Statement services.
- This promotion does not constitute any offer, solicitation, recommendation, advice or guarantee of any securities, financial product or instrument.
- UOBKH reserves the right to suspend, change or terminate any offer, and/or amend the Terms & Conditions without prior notice. All matters and disputes are subject to the final decision of UOBKH. In the event of any discrepancy between the English and Chinese versions of these Terms & Conditions, the Chinese version shall prevail.
1. Terms and Conditions – 100 Shares of CSOP Hang Seng TECH Index ETF (3033 HK)
- New Clients who successfully open an online Securities Account with UOBKH during the Promotion Period will receive 100 Shares of CSOP Hang Seng TECH Index ETF (3033 HK) sponsored by CSOP Asset Management. Quotas are limited and available on a first-come, first-served basis.
- Shares will be deposited into the eligible Securities Account in the 3rd month following successful account opening.
- If New Clients open more than one new account, only one account will be eligible for the reward.
- UOBKH reserves the right to substitute the reward with other shares or rewards without prior notice.
- Shares are non-transferable and non-exchangeable for cash or other discounts.
2. Terms and Conditions – 1 Share of PayPal Holdings, Inc. (PYPL)
- New Clients who execute at least 1 BUY trade in US Stocks via any UTRADE platform within the first 3 months after account opening will receive 1 share of PayPal Holdings, Inc. (PYPL). Quotas are limited and available on a first-come, first-served basis.
- Shares will be deposited into the eligible Securities Account in the 4th calendar month after the account is opened.
- If New Clients open more than one new account with UOBKH, only one account will be eligible for the reward.
- UOBKH reserves the right to substitute the reward with other rewards without prior notice.
- Shares are non-transferable and non-exchangeable for cash or other discounts.
3. Terms and Conditions – Retention Reward
- Tier 1: New clients who deposit HK$100,000 or above and maintain the required asset level for 45 days while meeting all eligibility requirements may receive 1 share of Bank of America (BAC).
- Tier 2: New clients who deposit HK$300,000 or above and maintain the required asset level for 45 days while meeting all eligibility requirements may receive 1 share of NVIDIA (NVDA).
- Each eligible client is entitled to the reward once only and may not participate repeatedly or claim rewards from both tiers, whether through the same or different accounts.
【Required Asset Level Calculation and Eligibility Requirements】
- Starting from the date of successful account opening and continuing for 45 consecutive calendar days, the asset level of the clients must meet both of the following requirements:
The 45-Day Average Net Asset Value reaches the designated tier amount (HK100,000 or HK300,000).
The total net asset value on the 45th day also reaches the designated tier amount.
- 45-Day Average Net Asset Value = Sum of Daily Total Net Asset Value (Day 1 to Day 45) ÷ 45.
- Total Net Asset Value includes cash, stocks, funds, bonds, options, futures and other assets, but assets financed through margin financing facilities are excluded. Non-HKD asset values will be converted into HKD based on the prevailing daily exchange rate.
- For the purpose of this offer, New Clients are free to trade, deposit, or withdraw funds during the retention period. However, if the 45-Day Average Net Asset Value or the total net asset value on the 45th day falls below the required threshold due to withdrawals, asset transfers, or market fluctuations, the client will be disqualified.
- Shares will be deposited into eligible clients’ Securities Account within 2 calendar months after the final calculation date (i.e., the 45th day after account opening).
- UOBKH reserves the right to substitute the reward with other rewards without prior notice.
- Shares are non-transferable and non-exchangeable for cash or other discounts.
Terms and Conditions - Hong Kong and Global Equities
4. HK$0 Brokerage Fee for online BUY trades in HK Stocks & A-shares for 6 months
- New Clients can enjoy HK$0 brokerage fees on online BUY trades for HK stocks and A-shares via any UTRADE platform for 6 calendar months starting from the account opening date (e.g., if opened on 15 September 2026, the offer period ends on 14 March 2027).
- This offer applies only to online BUY orders for HK stocks or A-shares via the UTRADE platform. Orders placed via telephone or an Account Executive are not eligible.
- Clients are required to pay all brokerage fees, and the reimbursement will take place in a single payout within 90 days after the end of the 6-month fee-waiver period.
- Eligible New Clients are still required to pay other charges including but not limited to Stamp Duty, Transaction Levy, Transaction Fees, CCASS Fees etc.
5. US$5 commission for All Online US stock Trade (6 months) & Commission Discount Plan
- New Clients can enjoy US$5 commission per online BUY and SELL trade in US Stocks via any UTRADE platforms for 6 calendar months regardless of the trading amount.
- This offer applies only to trades placed via UTRADE platforms. Orders placed via telephone or Account Executives will be charged at the standard rate.
- Upon completion of the 6-month promotional period, clients will automatically transition to “US Stocks commission discount plan”, reducing the trading commission rate from 0.18% (minimum USD20) to 0.12% (minimum USD13).
- Eligible New Clients are still required to pay other charges including but not limited to Stamp Duty, Transaction Levy, Transaction Fees, CCASS Fees etc.
Terms and Conditions - Real-time Quote Service Waiver
6. HK Stocks LV3 Real-Time Stock Quotes and A-share Snapshots Waiver
- New Clients are entitled to 500 free clicks for HK stock LV3 real-time quotes (up to 10 price levels and broker queue) and unlimited clicks of Real-time A-share snapshots.
- The 500 free HK stock quote clicks are valid for 2 calendar months starting from the account opening date. Unused clicks after the expiration date will automatically lapse.
Terms and Conditions - Exclusive Investment Services
7. New Clients can enjoy the following exclusive services for free (until further notice):
- Subscription fee waiver for LSEG US Market Forecast and in-depth analysis covering over 60 industries. (original fee: US$1,000/month).
- Free access to all regional research reports written by UOB Kay Hian Research team.
- Free participation in all webinars and “Dialogue with Listed Companies" seminars hosted by UOBKH.
